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Current Employers
First Light Investment Advisors

Manchester, MA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-11
MA RA APPROVED 2022-06-30
  • NY RA
    APPROVED
    Since 2022-07-11
  • MA RA
    APPROVED
    Since 2022-06-30

Branch Locations

Manchester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Light Investment Advisors Manchester MA 12/2021 Present
Citizens Inn Peabody MA 11/2018 07/2023
New England Investment & Retirement Group North Andover MA 12/2017 06/2018
Anchor Capital Advisors Boston MA 07/2012 05/2017
Citizens Inn Peabody MA 07/2018 10/2018
Eccf Danvers MA 06/2017 11/2017
  • 12/2021 → Present
    Manchester, MA
  • 11/2018 → 07/2023
    Citizens Inn
    Peabody, MA
  • 12/2017 → 06/2018
    New England Investment & Retirement Group
    North Andover, MA
  • 07/2012 → 05/2017
    Anchor Capital Advisors
    Boston, MA
  • 07/2018 → 10/2018
    Citizens Inn
    Peabody, MA
  • 06/2017 → 11/2017
    Eccf
    Danvers, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-29
S63 Uniform Securities Agent State Law Examination 2010-04-19
  • S65 Uniform Investment Adviser Law Examination
    2022-06-29
  • S63 Uniform Securities Agent State Law Examination
    2010-04-19
Other Names
  • Adam Neves

View on SEC IAPD

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