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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-15 |
| TX | RA | APPROVED | 2025-10-10 |
| WI | RA | APPROVED | 2025-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Wisconsin | Madison | WI | 05/2013 | 12/2017 |
| Axa Advisors, Llc | Milwaukee | WI | 05/2017 | 04/2019 |
| Axa Advisors, Llc | Milwaukee | WI | 05/2017 | 04/2019 |
| Td Ameritrade | Mequon | WI | 04/2019 | 01/2020 |
| Jp Morgan Securities, Llc | Milwaukee | WI | 01/2020 | 10/2025 |
| Jp Morgan Chase Bank, N.A. | Milwaukee | WI | 01/2020 | 10/2025 |
| Robert W. Baird | Milwaukee | WI | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-12 |
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