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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-05-24
  • UT RA
    APPROVED
    Since 2019-05-24

Branch Locations

Salt Lake City, UT • United States

2825 E Cottonwood Parkway Suite 430, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Rock Church Salt Lake City UT 07/2003 Present
Axa Advisors, Llc New York NY 08/2017 06/2020
Equitable Advisors, Llc New York NY 08/2017 Present
  • 07/2003 → Present
    The Rock Church
    Salt Lake City, UT
  • 08/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2017 → Present
    New York, NY
Other Businesses

1. THE ROCK CHURCH, 11630 S 700 E DRAPER, UTAH 84020; NOT INVESTMENT RELATED. PASTOR MUSIC DIRECTOR; START DATE 7/1/2003; APPROX. 160 HRS PER MONTH; APPROX. $75,000 YEARLY COMPENSTATION 2. DUSTY 3 MUSIC, 2544 S WELLINGTON ST, SALT LAKE CITY, UT 84106; NOT INVESTMENT RELATED. SONGWRITER, MUSIC PRODUCTION SERVICES; START DATE 6/1/2000; APPROX. 2 HRS PER MONTH; APPROX. $1,000 YEARLY COMPENSATION 3. APPOINTED TO SELL FIXED INSURANCE THROUGH GUARDIAN LIFE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-23
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S65 Uniform Investment Adviser Law Examination
    2019-05-23
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Steele Croswhite

View on SEC IAPD

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