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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-10 |
| NY | RA | APPROVED | 2024-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Brooklyn | NY | 08/2015 | 04/2017 |
| Santander Securities Llc | Brooklyn | NY | 05/2016 | 04/2017 |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 06/2017 | Present |
| Jp Morgan Securities Llc | Brooklyn | NY | 06/2017 | 05/2024 |
| J.P. Morgan Securities Llc | Brooklyn | NY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-18 |
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