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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-10
NY RA APPROVED 2024-04-24
  • TX RA
    APPROVED
    Since 2025-01-10
  • NY RA
    APPROVED
    Since 2024-04-24

Branch Locations

1428 Mermaid Ave, Brooklyn, NY 11224 • United States

128 Brighton Beach Ave, Brooklyn, NY 11235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na Brooklyn NY 08/2015 04/2017
Santander Securities Llc Brooklyn NY 05/2016 04/2017
Jpmorgan Chase Bank, N.A. Brooklyn NY 06/2017 Present
Jp Morgan Securities Llc Brooklyn NY 06/2017 05/2024
J.P. Morgan Securities Llc Brooklyn NY 05/2024 Present
  • 08/2015 → 04/2017
    Santander Bank Na
    Brooklyn, NY
  • 05/2016 → 04/2017
    Santander Securities Llc
    Brooklyn, NY
  • 06/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 06/2017 → 05/2024
    Brooklyn, NY
  • 05/2024 → Present
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-05
S63 Uniform Securities Agent State Law Examination 2016-06-18
  • S66 Uniform Combined State Law Examination
    2023-12-05
  • S63 Uniform Securities Agent State Law Examination
    2016-06-18

View on SEC IAPD

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