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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-25
TX RA APPROVED_RES 2024-10-25
  • NY RA
    APPROVED
    Since 2024-10-25
  • TX RA
    APPROVED_RES
    Since 2024-10-25

Branch Locations

520 Columbia Drive Suite 106, Johnson City, NY 13790 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Johnson City NY 12/2016 10/2024
Universal Instruments Binghamton NY 07/2016 11/2016
&Partners Nashville TN 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-22
S63 Uniform Securities Agent State Law Examination 2019-05-28
  • S65 Uniform Investment Adviser Law Examination
    2019-10-22
  • S63 Uniform Securities Agent State Law Examination
    2019-05-28
Other Names
  • Stephanie Ann Marshall
  • Stephanie Jenkins

View on SEC IAPD

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