Iain O'COnnor

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-01-05
TX	RA	APPROVED	2024-01-05

IL RA
APPROVED

Since 2024-01-05
TX RA
APPROVED

Since 2024-01-05

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co. Llc	Chicago	IL	12/2018	10/2023
Willis Towers Watson	Chicago	IL	07/2017	12/2018
University Of Iowa	Iowa City	IA	08/2013	05/2017
University Of Iowa - Iowa	Iowa City	IA	08/2013	05/2017
Jpmorgan Chase Bank, Na	Chicago	IL	10/2023	Present
Jpmorgan Securities Llc	Chicago	IL	10/2023	Present
Unemployed	Iowa City	IA	06/2017	06/2017

12/2018 → 10/2023

Goldman Sachs & Co. Llc

Chicago, IL
07/2017 → 12/2018

Willis Towers Watson

Chicago, IL
08/2013 → 05/2017

University Of Iowa

Iowa City, IA
08/2013 → 05/2017

University Of Iowa - Iowa

Iowa City, IA
10/2023 → Present

Jpmorgan Chase Bank, Na

Chicago, IL
10/2023 → Present

Jpmorgan Securities Llc

Chicago, IL
06/2017 → 06/2017

Unemployed

Iowa City, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-01
S63	Uniform Securities Agent State Law Examination	2019-02-26

S65 Uniform Investment Adviser Law Examination

2023-12-01
S63 Uniform Securities Agent State Law Examination

2019-02-26

Other Names

Iain Taggart O Connor
Iain O'COnnor
Iain Taggart Oconnor
Iain Taggart O'COnnor
Iain Oconnor

View on SEC IAPD

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