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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-02 |
Branch Locations
Citi Wealth Management, Sales 1 Reckson Plaza, G, , Uniondale, NY 11556 • United States
Cwm Retail, Sales 39-01 Bell Boulevard, Bayside, NY 11361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Fresh Meadows | NY | 11/2004 | 04/2017 |
| Hsbc Bank Usa, N.A. | Queens Village | NY | 05/2017 | 12/2017 |
| Hsbc Securities (Usa) Inc | Forest Hills | NY | 01/2018 | 04/2021 |
| Citigroup Global Markets Inc. | Bayside | NY | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-02 |
| S65 | Uniform Investment Adviser Law Examination | 2005-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-03 |
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