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Sean Patrick Dixon

J.P. Morgan Securities LLC

Fishers, IN

Indianapolis, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
IN RA APPROVED 2019-01-08
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • IN RA
    APPROVED
    Since 2019-01-08

Branch Locations

11433 Allisonville Rd, Fishers, IN 46038 • United States

5701 Castle Creek Pkwy N Dr, Indianapolis, IN 46250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Indianapolis IN 05/2016 01/2019
Morgan Stanley Private Bank, N.A. New York NY 08/2016 01/2019
Jp Morgan Securities, Llc Indianapolis IN 01/2019 Present
Jp Morgan Chase Bank, N.A. Indianapolis IN 01/2019 Present
  • 05/2016 → 01/2019
    Morgan Stanley
    Indianapolis, IN
  • 08/2016 → 01/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2019 → Present
    Jp Morgan Securities, Llc
    Indianapolis, IN
  • 01/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-05
  • S66 Uniform Combined State Law Examination
    2016-08-05
Other Names
  • Sean Dixon

View on SEC IAPD

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Other Offices

CBG & COMPANY, INC. · FISHERS, IN
WRIGHT PLANNING, LLC · FISHERS, IN
BBK WEALTH LLC · FISHERS, IN
NORWOOD ECONOMICS, INC. · FISHERS, IN
LPL FINANCIAL LLC · FISHERS, IN
TRANSAMERICA FINANCIAL ADVISORS, LLC · FISHERS, IN
NORWOOD ECONOMICS, INC. · Fishers, IN
CETERA INVESTMENT ADVISERS LLC · Fishers, IN

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