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Margaret Eileen Pennisi

Wells Fargo Advisors Financial Network, LLC

Albany, NY

Naples, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-21
NY RA APPROVED 2024-11-21
TX RA APPROVED 2024-11-21
VA RA APPROVED 2024-11-21
  • NJ RA
    APPROVED
    Since 2024-11-21
  • NY RA
    APPROVED
    Since 2024-11-21
  • TX RA
    APPROVED
    Since 2024-11-21
  • VA RA
    APPROVED
    Since 2024-11-21

Branch Locations

2734 Rsf On The 9Th Fl Of Tower Place [Satellite], Albany, NY 12203 • United States

5811 Pelican Bay Blvd Ste 600, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Albany NY 04/2016 11/2016
Wells Fargo Clearing Services, Llc Albany NY 11/2016 11/2024
Wells Fargo Advisors Financial Network, Llc Naples FL 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-03
  • S66 Uniform Combined State Law Examination
    2016-08-03
Other Names
  • Margaret Pennisi
  • Meg Pennisi
  • Margaret Eileen Pennisi

View on SEC IAPD

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