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Thomas Louis Wendt

Ameriprise Financial Services, LLC

Lincolnshire, IL

Chicago, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-14
TX RA APPROVED 2022-04-14
  • IL RA
    APPROVED
    Since 2022-04-14
  • TX RA
    APPROVED
    Since 2022-04-14

Branch Locations

1 Overlook Pt Ste 160, Lincolnshire, IL 60069 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Illinois Campus Recreation Champaign IL 03/2016 05/2017
Bromley Company Champaign IL 09/2016 12/2016
School-University Of Illinois Champaign IL 08/2013 05/2017
Edward Jones St. Louis MO 03/2017 04/2022
Ameriprise Financial Services, Llc Oakbrook Terrace IL 04/2022 Present
  • 03/2016 → 05/2017
    University Of Illinois Campus Recreation
    Champaign, IL
  • 09/2016 → 12/2016
    Bromley Company
    Champaign, IL
  • 08/2013 → 05/2017
    School-University Of Illinois
    Champaign, IL
  • 03/2017 → 04/2022
    Edward Jones
    St. Louis, MO
  • 04/2022 → Present
    Ameriprise Financial Services, Llc
    Oakbrook Terrace, IL
Previous Registrations
  • 2017-09-18 → 2022-04-18
    Edward Jones
    Downers Grove, IL
    St Louis, MO
    North Aurora, IL
    Maryland Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-15
  • S66 Uniform Combined State Law Examination
    2017-09-15
Other Names
  • Thomas Louis Wendt
  • Thomas L Wendt
  • Tom Louis Wendt
  • Tom L Wendt
  • Tom Wendt
  • Thomas Wendt

View on SEC IAPD

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KGL FINANCIAL ADVISORS, LLC
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Other Investors

Jonathan Corteen
RUSSELL ROBERT HARTIG
HIKE LAWRENCE LEE
ALEKSANDER LECH DABROWSKI
Khurram Raza
MATHEW ADRIAN VANDERKLOOT
GARETT JOSEPH NESBITT
ANNE E. MORRISSY

Other Offices

ONEAMERICA SECURITIES, INC. · Lincolnshire, IL
VANDERKLOOT & COMPANY, P.C. · BANNOCKBURN, IL
CENTRIC WEALTH MANAGEMENT, LLC · Bannockburn, IL
GAMCO ASSET MANAGEMENT INC. · BANNOCKBURN, IL
SOUND ADVICE FINANCIAL INC. · BANNOCKBURN, IL
KGL FINANCIAL ADVISORS, LLC · BANNOCKBURN, IL
KESTRA ADVISORY SERVICES, LLC · Bannockburn, IL
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. · BANNOCKBURN, IL

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