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Inactive

Cody Allen Carlson

Rwa Wealth Partners

Boston, MA

Chicago, IL

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Current Employers
Rwa Wealth Partners

Prudential Tower 800 Boylston Street, Boston, MA 02199 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-10
IL RA APPROVED 2023-03-30
TX RA APPROVED 2023-03-30
  • CA RA
    APPROVED
    Since 2023-11-10
  • IL RA
    APPROVED
    Since 2023-03-30
  • TX RA
    APPROVED
    Since 2023-03-30

Branch Locations

Prudential Tower 800 Boylston Street, Boston, MA 02199 • United States

150 N. Wacker Drive, Floor 12, Suite 1250, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eastern Illinois University Charleston IL 09/2016 05/2017
Fidelity Brokerage Services Llc Oak Brook IL 05/2017 03/2023
Rwa Wealth Partners, Llc Newton MA 03/2023 Present
  • 09/2016 → 05/2017
    Eastern Illinois University
    Charleston, IL
  • 05/2017 → 03/2023
    Fidelity Brokerage Services Llc
    Oak Brook, IL
  • 03/2023 → Present
    Rwa Wealth Partners, Llc
    Newton, MA
Previous Registrations
  • 2022-04-13 → 2023-11-06
    Polaris Wealth Advisory Group
    Chicago, IL
  • 2018-10-11 → 2022-04-04
    Fidelity Personal And Workplace Advisors
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-24
S63 Uniform Securities Agent State Law Examination 2017-11-10
  • S66 Uniform Combined State Law Examination
    2018-09-24
  • S63 Uniform Securities Agent State Law Examination
    2017-11-10
Designations

View on SEC IAPD

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Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

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