Best Investors Account Sign in

Connor Robert Ruddy

Wells Fargo Clearing Services, LLC

Chicago, IL

Evanston, IL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-24
  • IL RA
    APPROVED
    Since 2024-04-24

Branch Locations

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

2289 West Howard St, Evanston, IL 60202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Chicago IL 09/2018 07/2022
Loyola University Chicago Chicago IL 05/2014 05/2018
Unemployed Chicago IL 05/2018 09/2018
Ubs Financial Services Inc Chicago IL 08/2022 03/2024
Wells Fargo Bank, Na Evanston IL 04/2024 Present
Wells Fargo Clearing Services, Llc Evanston IL 04/2024 Present
  • 09/2018 → 07/2022
    Northern Trust
    Chicago, IL
  • 05/2014 → 05/2018
    Loyola University Chicago
    Chicago, IL
  • 05/2018 → 09/2018
    Unemployed
    Chicago, IL
  • 08/2022 → 03/2024
    Ubs Financial Services Inc
    Chicago, IL
  • 04/2024 → Present
    Wells Fargo Bank, Na
    Evanston, IL
  • 04/2024 → Present
    Wells Fargo Clearing Services, Llc
    Evanston, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-07
  • S66 Uniform Combined State Law Examination
    2023-06-07
Other Names
  • Connor Robert Ruddy
  • Connor Ruddy

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor