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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-04-13 |
| TX | RA | APPROVED | 2018-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | New Orleans | LA | 04/2016 | 04/2018 |
| Capital One Advisors, Llc | New Orleans | LA | 09/2016 | 04/2018 |
| Jpmorgan Securities Llc | Marrero | LA | 04/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Marrero | LA | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-19 |
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