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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
1300 Avenue Of The Americas, New York City, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Indianapolis | IN | 05/2016 | 02/2017 |
| Foresters Financial Services | Indianapolis | IN | 02/2017 | 08/2017 |
| Charles Schwab & Co., Inc. | New York City | NY | 08/2017 | Present |
| Charles Schwab Bank | New York City | NY | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-15 |
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