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Mitchell Francis Conley

Zacks Investment Management, Inc.

Chicago, IL

Hermosa Beach, CA

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-01-10
  • IL RA
    APPROVED
    Since 2019-01-10

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Hermosa Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Kenrich Group Chicago IL 06/2017 05/2018
Zacks Investment Management Chicago IL 07/2018 Present
Loyola University Chicago Chicago IL 08/2013 05/2017
Lbmz Securities, Inc. Chicago IL 02/2020 Present
  • 06/2017 → 05/2018
    The Kenrich Group
    Chicago, IL
  • 07/2018 → Present
    Zacks Investment Management
    Chicago, IL
  • 08/2013 → 05/2017
    Loyola University Chicago
    Chicago, IL
  • 02/2020 → Present
    Lbmz Securities, Inc.
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-03-06
S65 Uniform Investment Adviser Law Examination 2018-10-26
  • S63 Uniform Securities Agent State Law Examination
    2020-03-06
  • S65 Uniform Investment Adviser Law Examination
    2018-10-26

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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