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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-08
  • TX RA
    APPROVED
    Since 2024-10-08

Branch Locations

Conroe, TX • United States

8505 Technology Forest Pl Ste 203, The Woodlands, TX 77381-1158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Port Arthur TX 11/2016 07/2021
Bbva Usa Birmingham AL 10/2016 07/2021
Wells Fargo Bank, Na Nederland TX 04/2012 10/2016
Wells Fargo Advisors Llc Nederland TX 04/2012 10/2016
Bbva Insurance Agency, Inc. Austin TX 11/2016 07/2021
Self-Employed Eyelash Business Port Arthur TX 03/2020 03/2021
Pnc Investments Llc Conroe TX 06/2022 09/2024
Jp Morgan Chase & Co. The Woodlands TX 07/2021 08/2021
Self-Employed Eyelash Business Conroe TX 08/2021 12/2025
Ameriprise Financial Services, Llc The Woodlands TX 10/2024 Present
  • 11/2016 → 07/2021
    Bbva Securities Inc.
    Port Arthur, TX
  • 10/2016 → 07/2021
    Bbva Usa
    Birmingham, AL
  • 04/2012 → 10/2016
    Wells Fargo Bank, Na
    Nederland, TX
  • 04/2012 → 10/2016
    Wells Fargo Advisors Llc
    Nederland, TX
  • 11/2016 → 07/2021
    Bbva Insurance Agency, Inc.
    Austin, TX
  • 03/2020 → 03/2021
    Self-Employed Eyelash Business
    Port Arthur, TX
  • 06/2022 → 09/2024
    Pnc Investments Llc
    Conroe, TX
  • 07/2021 → 08/2021
    Jp Morgan Chase & Co.
    The Woodlands, TX
  • 08/2021 → 12/2025
    Self-Employed Eyelash Business
    Conroe, TX
  • 10/2024 → Present
    The Woodlands, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-07
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S65 Uniform Investment Adviser Law Examination
    2016-07-07
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Designations
Other Names
  • Trang Tran
  • Trang My Tran
  • Trang M. Tran
  • Trang M. Banker
  • Trang Banker

View on SEC IAPD

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