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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-11-10 |
| OK | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-10-27 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brentwood | CA | 04/2016 | 11/2016 |
| Wells Fargo Bank, Na | Brentwood | CA | 04/2013 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Brentwood | CA | 11/2016 | 01/2021 |
| Raymond James & Associates, Inc. | San Francisco | CA | 01/2021 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 07/2021 | 06/2024 |
| Robinhood Markets, Inc. | Menlo Park | CA | 07/2024 | 04/2025 |
| Thrivent Investment Management Inc | Minneapolis | MN | 07/2025 | Present |
| Thrivent Financial | Appleton | WI | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-08 |
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