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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-03
PA RA APPROVED 2025-01-02
  • TX RA
    APPROVED
    Since 2025-02-03
  • PA RA
    APPROVED
    Since 2025-01-02

Branch Locations

110 N Duke St, Lancaster, PA 17602 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster PA 09/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
  • S66 Uniform Combined State Law Examination
    2024-12-30
Other Names
  • Terri Louise Hohn
  • Terrisa Louise Bailey

View on SEC IAPD

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