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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-06-10 |
| DC | RA | APPROVED | 2022-05-04 |
| FL | RA | APPROVED | 2022-04-12 |
| NY | RA | APPROVED | 2022-04-06 |
| TX | RA | APPROVED | 2022-04-06 |
| VA | RA | APPROVED | 2022-04-06 |
| TN | RA | APPROVED | 2022-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | New York | NY | 04/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-06 |
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