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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
WA RA APPROVED 2019-08-08
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • WA RA
    APPROVED
    Since 2019-08-08

Branch Locations

10885 Ne 4Th Street Suite 1400, Bellevue, WA 98004 • United States

Bothell, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Fairport NY 07/2016 Present
Nylife Securities Llc Fairport NY 09/2016 Present
Eagle Strateges Llc Bellevue WA 08/2019 Present
Center Wealth Strategies, Llc Bellevue WA 07/2021 Present
Bond Financial Pllc Bellevue WA 08/2023 Present
  • 07/2016 → Present
    New York Life Insurance
    Fairport, NY
  • 09/2016 → Present
    Nylife Securities Llc
    Fairport, NY
  • 08/2019 → Present
    Eagle Strateges Llc
    Bellevue, WA
  • 07/2021 → Present
    Center Wealth Strategies, Llc
    Bellevue, WA
  • 08/2023 → Present
    Bond Financial Pllc
    Bellevue, WA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;10885 NE 4th Street, Suite 1400 Bellevue WA 98004; Start Date 01/2020; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME CENTER WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; BELLEVUE, WA; START DATE: 07/2021] [Cicle, Inc.; Creates charging stations for electric vehicles.; 10420 East Riverside Drive, Suite 102, Bothell WA 98011; Start Date 07/2022; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [OPERATING UNDER THE DBA NAME OF BOND FINANCIAL PLLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (BELLEVUE, WA); START DATE: 08/2023]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-24
S63 Uniform Securities Agent State Law Examination 2017-03-23
  • S65 Uniform Investment Adviser Law Examination
    2019-07-24
  • S63 Uniform Securities Agent State Law Examination
    2017-03-23
Other Names
  • Haley Lynn Sandford

View on SEC IAPD

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