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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| WA | RA | APPROVED | 2019-08-08 |
Branch Locations
10885 Ne 4Th Street Suite 1400, Bellevue, WA 98004 • United States
Bothell, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Fairport | NY | 07/2016 | Present |
| Nylife Securities Llc | Fairport | NY | 09/2016 | Present |
| Eagle Strateges Llc | Bellevue | WA | 08/2019 | Present |
| Center Wealth Strategies, Llc | Bellevue | WA | 07/2021 | Present |
| Bond Financial Pllc | Bellevue | WA | 08/2023 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;10885 NE 4th Street, Suite 1400 Bellevue WA 98004; Start Date 01/2020; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME CENTER WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; BELLEVUE, WA; START DATE: 07/2021] [Cicle, Inc.; Creates charging stations for electric vehicles.; 10420 East Riverside Drive, Suite 102, Bothell WA 98011; Start Date 07/2022; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [OPERATING UNDER THE DBA NAME OF BOND FINANCIAL PLLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (BELLEVUE, WA); START DATE: 08/2023]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-23 |
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