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Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-17
MA RA APPROVED 2020-08-25
  • CT RA
    APPROVED
    Since 2022-05-17
  • MA RA
    APPROVED
    Since 2020-08-25

Branch Locations

Wallingford, CT • United States

200 Berkeley Street, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Guilford CT 06/2017 10/2019
Massachusetts Mutual Life Insurance Company Guilford CT 06/2017 10/2019
Providence College Providence RI 08/2013 05/2017
Northwestern Mutual New Haven CT 05/2016 09/2016
John Hancock Investment Management Distributors Llc Boston MA 10/2019 06/2024
John Hancock Boston MA 10/2019 Present
Manulife John Hancock Brokerage Services Boston MA 06/2024 Present
  • 06/2017 → 10/2019
    Mml Investors Services
    Guilford, CT
  • 06/2017 → 10/2019
    Massachusetts Mutual Life Insurance Company
    Guilford, CT
  • 08/2013 → 05/2017
    Providence College
    Providence, RI
  • 05/2016 → 09/2016
    Northwestern Mutual
    New Haven, CT
  • 10/2019 → 06/2024
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 10/2019 → Present
    John Hancock
    Boston, MA
  • 06/2024 → Present
    Manulife John Hancock Brokerage Services
    Boston, MA
Other Businesses

1.OBA Name: JHRPS Education Retirement Consultant 2.Is the OBA investment-related: No 3.OBA Address: 200 Berkeley Street, Boston, MA 02116 4.Nature of the OBA: Retirement Plan Services Education 5.Your Position, Title, or Relationship with the OBA: Retirement Consultant 6.Your Start Date with the OBA: December 19, 2025 7.Approximate number of hours per month you devote to the OBA: 75 8.Number of hours you devote to the OBA during securities trading hours: 3 9.Brief description your duties related to the OBA: The representative, acting on behalf of our affiliate, John Hancock Retirement Plan Services, LLC ("JHRPS"), provides educational information to participants in qualified retirement plans administered by JHRPS who are eligible to take a distribution from their plan (due to termination, retirement or other events). This education covers options available to the participant under the terms of their plan, including keeping the assets in the plan, rolling their assets to a new employer's plan (if applicable), taking a cash distribution, or rolling their asset to an IRA. 10.How are you compensated: Salary and bonus

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-13
S63 Uniform Securities Agent State Law Examination 2017-12-21
  • S65 Uniform Investment Adviser Law Examination
    2020-08-13
  • S63 Uniform Securities Agent State Law Examination
    2017-12-21
Other Names
  • Mike Langone

View on SEC IAPD

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