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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-23 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Phoenix | AZ | 08/2010 | 01/2021 |
| Gallagher'S Sports Grill | Phoenix | AZ | 03/2012 | 10/2016 |
| Woodbury Financial Services, Inc | Oakdale | MN | 06/2014 | 01/2021 |
| Fsc Securities Corporation | Atlanta | GA | 08/2010 | 01/2021 |
| Royal Alliance Associates, Inc | New York | NY | 08/2010 | 01/2021 |
| Next Financial Group, Inc. | Houston | TX | 01/2021 | 03/2023 |
| Lpl Financial Llc | Gilbert | AZ | 03/2023 | Present |
| Get Dem Llc | Gilbert | AZ | 05/2019 | Present |
| Bagnato Enterprises, Inc | Gilbert | AZ | 05/2016 | Present |
1. 09/21/2023 - Get DEM LLC - Consulting/Compliance Services - Outside/W-2 Employment - Not Investment Related - Gilbert, AZ - Start Date 05/01/2019 - 5 Hours Per Month 2. 09/21/2023 - Bagnato Enterprises, Inc. DBA Firearms Export - Vice President and Compliance Manager - Outside/W-2 Employment - Not Investment Related - Gilbert, AZ - Start Date 05/01/2016 - 50 Hours Per Month 3. 09/27/2023 - Bagnato Creations - Rep's Business - Not Investment Related - Gilbert, AZ - Start Date 1/1/2024 - 10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-23 |
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