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10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-09 |
| WA | RA | APPROVED | 2024-02-16 |
Branch Locations
Port Townsend, WA • United States
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lake Forest Park | WA | 04/2016 | 02/2018 |
| Jpmorgan Chase Bank | Lake Forest Park | WA | 04/2016 | 02/2018 |
| First Federal Savings And Loan Association Of Port Angeles | Port Townsend | WA | 03/2018 | 12/2023 |
| Lpl Financial, Llc | Port Townsend | WA | 05/2020 | Present |
| Infinex Investments, Llc | Port Townsend | WA | 07/2018 | 05/2020 |
| Scs | Bellevue | WA | 01/2024 | Present |
1. 01/30/2024 - SCS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 172 Hours Per Month/ During Trading 2. 01/30/2024 - northwestSCS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 172 Hours Per Month/ During Trading 3. 02/27/2024 - SCS - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 172 Hours Per Month/ During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 172 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-10 |
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