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Robert Alan Pope

LPl Financial LLC

Madison, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-03-10
TX RA APPROVED 2026-03-09
  • AL RA
    APPROVED
    Since 2026-03-10
  • TX RA
    APPROVED
    Since 2026-03-09

Branch Locations

Madison, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2016 03/2026
Lpl Financial Llc Athens AL 03/2026 Present
Previous Registrations
  • 2016-11-14 → 2026-03-10
    Dallas, TX
    Burleson, TX
    St Louis, MO
    Huntsville, AL
    Madison, AL
    Huntsville, AL
    Huntsville, AL
Other Businesses

1) 2026-03-09 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Cornerstone Private Wealth - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-01-16 - 40hrs/mth - 40hrs/mth during trading 2) 2026-03-09 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Cornerstone Wealth Advisors - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-01-16 - 120hrs/mth - 120hrs/mth during trading 3) 2026-05-14 - Pope Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2026-05-14 - 120hrs/mth - 120hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-11
  • S66 Uniform Combined State Law Examination
    2016-09-11
Other Names
  • Trey Pope
  • Robert Alan Pope
  • Robert Alan Pope

View on SEC IAPD

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