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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-01
FL RA APPROVED 2017-07-10
  • TX RA
    APPROVED
    Since 2019-04-01
  • FL RA
    APPROVED
    Since 2017-07-10

Branch Locations

West Palm Beach, FL • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Gardens FL 07/1990 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-03
  • S66 Uniform Combined State Law Examination
    2017-06-03
Other Names
  • Ana Isabel Martinez
  • Ana Perera

View on SEC IAPD

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