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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
3 Edison Drive, Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 06/2016 | Present |
| E*Trade Securities Llc | Alpharetta | GA | 06/2016 | Present |
| E*Trade Securities Llc | Alpharetta | GA | 08/2018 | Present |
| Morgan Stanley | Alpharetta | GA | 01/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
1. Cinderfella's Residential & Commercial Cleaning Atlanta, LLC 2. Investment Related: No 3. (Personal Address) 4. Residential and Commercial Cleaning 5. Limited Partner 6. 01/19/2021 7. Hours devoted to business: 8 8. Hours devoted during Securities business: 0 9. Help with taxes, accounts payable/receivable and other bookkeeping-related duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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