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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-04-25 |
| TX | RA | APPROVED | 2022-04-25 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
12641 N Tatum Blvd, Phoenix, AZ 85032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gilbert | AZ | 12/2017 | 04/2022 |
| Delex Realty | Scottsdale | AZ | 01/2016 | 11/2017 |
| Arizona State University | Tempe | AZ | 08/2012 | 12/2017 |
| Bank Of America, N.A. | Gilbert | AZ | 05/2018 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 04/2022 | Present |
RENTAL PROPERTY; INV. RELATED; MESA, AZ; 100% OWNERSHIP; START 8/2/2016; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; APACHE JUNCTION, AZ; 100% OWNERSHIP; START 2/24/2016; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; MESA,AZ; 100% OWNERSHIP; START 2/14/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; MESA, AZ; 100% OWNERSHIP; START 3/24/2017; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; MESA, AZ; 100% OWNERSHIP; START 1/17/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; APACHE JUNCTION, AZ; 100% OWNERSHIP; START 10/15/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; APACHE JUNCTION, AZ; 100% OWNERSHIP; START 2/19/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; APACHE JUNCTION, AZ; 100% OWNERSHIP; START 5/1/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. AZ REAL ESTATE LICENSE, INV RELATED, STATE OF ARIZONA, START 8/12/2011, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. TRADEWINDS UNLIMITED LLC; INV. RELATED; MESA, AZ; 100% OWNERSHIP; RENTAL PROPERTIES; START DATE 5/21/2019; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. RENTAL PROPERTY; INV. RELATED; MESA, AZ; 50% OWNERSHIP; START DATE 2/1/2023; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. RENTAL PROPERTY; INV. RELATED; MESA, AZ; 100% OWNERSHIP WITH SPOUSE, START 5/24/24, 0 HRS PER MONTH/TRADING;| RENTAL PROPERTY-JUANITA ; INV RELATED; MESA, AZ; RENTAL PROPERTY, RESIDENTIAL;100% OWNERSHIP; START DATE: 08/03/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING; | PLATINUM PROPERTIES UNLIMITED LLC; INV RELATED; MESA, AZ; RENTAL PROPERTY, RESIDENTIAL;100% OWNERSHIP; START DATE: 07/31/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
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