John D Klopfenstein

Current Employers

Employment History

• 05/2018 → Present
  Principal Life Insurance Company
  Hiawatha, IA
• 05/2018 → Present
  Principal Securities Inc
  Hiawatha, IA
• 12/2017 → 05/2018
  Community 1St Credit Union
  Mount Pleasant, IA
• 08/2017 → 11/2017
  Catfish Bend Casino
  Burlington, IA
• 06/2017 → 08/2017
  Edward Jones
  Ft Madison, IA
• 05/2016 → 06/2017
  Cambridge Investment Research
  Fairfield, IA
• 06/2015 → 04/2018
  Self Employed
  Mount Pleasant, IA
• 12/2016 → 04/2018
  Self Employed
  Mount Pleasant, IA
• 05/2023 → Present
  Legacy Wealth Management
  Tiffin, IA

Other Businesses

**Fixed Insurance; Investment Related; 210 5th St, Coralville, IA 52241; Agent; Life, DI, Annuities, LTC, Health, Medicare Supplement; Start Date: 09/01/2018; 1 hrs per month; 1 during trading hours. **MILLENIUM WEALTH MANAGEMENT, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 200 2nd Ave SE, Cedar Rapids IA 52401, United States DESCRIPTION: LLC set up for payroll and staffing. **TIPPIE COLLEGE OF BUSINESS YOUNG ALUMNI BOARD POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 108 John Pappajohn Business Building, Iowa City IA 52242, United States DESCRIPTION: Bi-Annual Meetings to assist current students transition to alumni. Provide mentorships and guidance while providing feedback on current curriculum changes. **ARES CAPITAL LLC POSITION: Owner/Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/29/2022 ADDRESS: 606 S Harrison Pl, Mount Pleasant IA 52641, United States DESCRIPTION: Created an LLC for my rental property business to protect against liability. **LEGACY WEALTH MANAGEMENT, LLC POSITION: Partner / Part - Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2023 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: Alec Sindelar and I created an LLC for our pending DBA name. Our OBA description is that he and I are 50/50 owners and the LLC was only setup to create a DBA name. All of our usual day to day from being financial professionals remains the same. **ADVISORY BOARD FOR UNIVERSITY OF IOWA POSITION: External Advisory Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2026 ADDRESS: University of Iowa, Iowa City IA 52242, United States DESCRIPTION: Advisory Board Member for a new Advisory Board focused on impacts of AI. **PROSPERMD LLC POSITION: Co-Founder NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2026 ADDRESS: 1140 Tall Grass, Tiffin IA 52340, United States DESCRIPTION: Medical business consulting services and education to medical professionals and students.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-30

Other Names

• John David Klopfenstein
• John Klopfenstein
• Jd Klopfenstein