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Farah Rahim Khalfan

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Euless, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-10
  • TX RA
    APPROVED
    Since 2022-11-10

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Euless, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Irving TX 04/2016 08/2020
Jp Morgan Chase Bank Irving TX 03/2009 08/2020
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 08/2020 Present
Tiaa Frisco TX 08/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-10
S63 Uniform Securities Agent State Law Examination 2016-10-12
  • S66 Uniform Combined State Law Examination
    2022-11-10
  • S63 Uniform Securities Agent State Law Examination
    2016-10-12
Other Names
  • Farah Sadruddin Ali

View on SEC IAPD

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