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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
2301 Rosecrans Ave Ste #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Miami | FL | 06/2010 | 07/2018 |
| Cetera Advisor Networks | El Segundo | CA | 10/2018 | 01/2019 |
| Cwm, Llc Dba Carson Group Partners | Raleigh | NC | 07/2018 | 01/2019 |
| 1St Global Capital, Corp. | Dallas | TX | 01/2019 | 10/2019 |
| 1St Global Advisors, Inc | Dallas | TX | 01/2019 | 10/2019 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2019 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-06 |
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