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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-17
  • TX RA
    APPROVED
    Since 2017-07-17

Branch Locations

3001 Glacier Pass Lane, Cedar Park, TX 78613 • United States

Taylor, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crossroads Assembly Of God Taylor TX 04/2007 Present
Dynamic Solutions Sherman And Taylor TX 01/2003 Present
Austin Options Realty Austin TX 03/2013 Present
Ccf Investments Greensboro GA 04/2016 06/2017
Capital Choice Financial Services Greensboro GA 06/2015 07/2017
Capital Choice Investment Advisers, Inc. Greensboro GA 03/2017 07/2017
Ameritas Investment Corp. Lincoln NE 06/2017 07/2017
Cambridge Investment Research, Inc. Fairfield IA 07/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2017 Present
  • 04/2007 → Present
    Crossroads Assembly Of God
    Taylor, TX
  • 01/2003 → Present
    Dynamic Solutions
    Sherman And Taylor, TX
  • 03/2013 → Present
    Austin Options Realty
    Austin, TX
  • 04/2016 → 06/2017
    Ccf Investments
    Greensboro, GA
  • 06/2015 → 07/2017
    Capital Choice Financial Services
    Greensboro, GA
  • 03/2017 → 07/2017
    Capital Choice Investment Advisers, Inc.
    Greensboro, GA
  • 06/2017 → 07/2017
    Ameritas Investment Corp.
    Lincoln, NE
  • 07/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2017-06-23 → 2017-07-28
    Ameritas Investment Company, Llc
    Taylor, TX
    Round Rock, TX
    Greensboro, GA
  • 2017-03-27 → 2017-06-23
    Capital Choice Investment Advisers, Inc.
    Taylor, TX
    Greensboro, GA
Other Businesses

1) Austin Options Realty, 7800 SHOAL CREEK BLVD #100N AUSTIN TX, 3/1/13, REALTOR, 6 HR/MO, 6 HR/MO TRADING, NIR 2) CROSSROADS ASSEMBLY OF GOD, 500 CARLOS G PARKER BLVD NW TAYLOR TX, 04/2007, PASTOR, 25 HR/WK 8 HR/TRADING, NIR 3) SHANE ALLEN, 3001 GLACIER PASS LANE CEDAR PARK, TX, 06/2017, Independent Insurance Agent that sells and services fixed life, term, etc. 4 HR/MO 4 HR/MO TRADING, INV REL 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2017, AS ADVISORY REP OF A RIA. INV REL, 1 HR/MO 1 HR/TRADING 5) BEST VALUE LAWN, 707 LIZZIE ST TAYLOR TX, LAWN CARE, OWNER, NIR, 3 HR/WK 3 HR/TRADING 6) TAYLOR AREA MINISTERIAL ALLIANCE, PO BOX 1363 TAYLOR TX, BOARD MEMBER OF A NON-PUBLIC ENTITY, SECRETARY, 03/2020, NIR, 20 HR/YR 0 HR/TRADING 7) AUSTIN OPTIONS REALTY, 6101 W COURTYARD BLDG 2 SUITE 100 AUSTIN TX, 03/2013, AGENT, REAL ESTATE, NIR, 6 HR/MO 6 HR/MO TRADING 8) CVR/CONTINENTAL OIL, 707 Lizzie St., Taylor TX 76574, United States, 09/2025, Owner, I inherited some mineral rights (Oil) which produces income., NIR, 1 HR/MO - 0 HR/MO TRADING 9) ICE DADDY - SALES, 1806 N Main St, Taylor TX 76574, 04/2026, Agent, Food/Beverage Services, NIR, 4 HR/MO, 4 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-15
S63 Uniform Securities Agent State Law Examination 2016-04-21
  • S65 Uniform Investment Adviser Law Examination
    2017-03-15
  • S63 Uniform Securities Agent State Law Examination
    2016-04-21

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