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11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-09 |
Branch Locations
Yorba Linda, CA • United States
11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
Kingman, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gold Star Financial | Yorba Linda | CA | 06/2006 | 01/2022 |
| Sitrelief | Yorba Linda | CA | 02/2016 | 12/2024 |
| Defense First Financial, Llc | Yorba Linda | CA | 10/2018 | Present |
| Ron Mon Corp, Real Estate Management | Yorba Linda | CA | 01/2025 | Present |
| Horter Investment Management | Usa | OH | 06/2016 | Present |
The Name of the other business: Defense First Financial LLC Investment Related?: Yes Address of other business: 18543 Yorba Linda Blvd., #304, Yorba Linda, CA 92886 Nature of other business: Operate financial services business, life and annuity business Your position: CEO Start Date: 10/01/2018 How many hours you devote to the other business per month: 40 How many hours you devote to the other business during securities trading hours: 40 Briefly describe your duties: Financial services in life insurance and annuity business activities The Name of the other business: RONMON CORP, Real Estate Management Investment Related?: No Address of other business: 4382 Avocado Ave Yorba Linda, CA 92886 Nature of other business: Real Estate Management Your position: Owner Start Date: 1/1/2025 How many hours you devote to the other business per month: 10-20 How many hours you devote to the other business during securities trading hours: 1-2 Briefly describe your duties: Manage rental properties, maintain properties when required, finding tenants when required.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-16 |
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