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Current Employers
Horter Investment Management, Llc

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-09
  • CA RA
    APPROVED
    Since 2025-12-09

Branch Locations

Yorba Linda, CA • United States

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Kingman, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gold Star Financial Yorba Linda CA 06/2006 01/2022
Sitrelief Yorba Linda CA 02/2016 12/2024
Defense First Financial, Llc Yorba Linda CA 10/2018 Present
Ron Mon Corp, Real Estate Management Yorba Linda CA 01/2025 Present
Horter Investment Management Usa OH 06/2016 Present
  • 06/2006 → 01/2022
    Gold Star Financial
    Yorba Linda, CA
  • 02/2016 → 12/2024
    Sitrelief
    Yorba Linda, CA
  • 10/2018 → Present
    Defense First Financial, Llc
    Yorba Linda, CA
  • 01/2025 → Present
    Ron Mon Corp, Real Estate Management
    Yorba Linda, CA
  • 06/2016 → Present
    Horter Investment Management
    Usa, OH
Other Businesses

The Name of the other business: Defense First Financial LLC Investment Related?: Yes Address of other business: 18543 Yorba Linda Blvd., #304, Yorba Linda, CA 92886 Nature of other business: Operate financial services business, life and annuity business Your position: CEO Start Date: 10/01/2018 How many hours you devote to the other business per month: 40 How many hours you devote to the other business during securities trading hours: 40 Briefly describe your duties: Financial services in life insurance and annuity business activities The Name of the other business: RONMON CORP, Real Estate Management Investment Related?: No Address of other business: 4382 Avocado Ave Yorba Linda, CA 92886 Nature of other business: Real Estate Management Your position: Owner Start Date: 1/1/2025 How many hours you devote to the other business per month: 10-20 How many hours you devote to the other business during securities trading hours: 1-2 Briefly describe your duties: Manage rental properties, maintain properties when required, finding tenants when required.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-16
  • S65 Uniform Investment Adviser Law Examination
    2016-03-16
Other Names
  • Ronnie Manuel Mejia

View on SEC IAPD

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