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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-24
SC RA APPROVED 2018-05-04
  • TX RA
    APPROVED
    Since 2019-07-24
  • SC RA
    APPROVED
    Since 2018-05-04

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 12/2017 Present
Northwestern Mutual Charleston SC 04/2016 11/2017
University Of South Carolina Columbia SC 07/2013 05/2017
Bank Of America, N.A. Charleston SC 05/2018 Present
  • 12/2017 → Present
    Charleston, SC
  • 04/2016 → 11/2017
    Northwestern Mutual
    Charleston, SC
  • 07/2013 → 05/2017
    University Of South Carolina
    Columbia, SC
  • 05/2018 → Present
    Bank Of America, N.A.
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-03
  • S66 Uniform Combined State Law Examination
    2018-05-03
Other Names
  • Maxwell Clarke Huggins
  • Maxwell Huggins

View on SEC IAPD

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