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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-08-21 |
Branch Locations
777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waukesha State Bank | Waukesha | WI | 11/2013 | 12/2016 |
| Cetera Investment Services Llc | St.CLoud | MN | 03/2016 | 12/2016 |
| Edward Jones | Saint Louis | MO | 01/2016 | 07/2019 |
| Bmo Harris Financial Advisors, Inc. | Brookfield | WI | 09/2019 | 10/2020 |
| Bmo Harris Financial Advisors, Inc. | Brookfield | WI | 05/2020 | 10/2020 |
| Minnesota Life Insurance Company | St Paul | MN | 11/2020 | 12/2021 |
| Securian Financial Services Inc | St Paul | MN | 11/2020 | 12/2021 |
| Ironwood Drive Financial Group | Milwaukee | WI | 11/2020 | 12/2021 |
| Ameriprise Financial Services, Llc | Oconomowoc | WI | 12/2021 | 05/2023 |
| Baird | Milwaukee | WI | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-28 |
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