Inactive

Nicholas Alan Stephan

Belpointe Asset Management LLC

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Current Employers

Belpointe Asset Management Llc

500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-09-19

WI RA
APPROVED

Since 2025-09-19

Branch Locations

Mequon, WI • United States

500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Wisconsin	Milwaukee	WI	02/2016	01/2021
Mml Investors Services, Llc	Milwaukee	WI	03/2016	01/2021
Marquette University	Milwaukee	WI	08/2013	12/2016
Robert W. Baird & Co. Incorporated	Milwaukee	WI	11/2021	11/2022
Unemployed	Milwaukee	WI	01/2021	11/2021
Unemployed	Mequon	WI	12/2022	09/2025
Belpointe Asset Management Llc	Reno	NV	09/2025	Present

02/2016 → 01/2021

Massmutual Wisconsin

Milwaukee, WI
03/2016 → 01/2021

Mml Investors Services, Llc

Milwaukee, WI
08/2013 → 12/2016

Marquette University

Milwaukee, WI
11/2021 → 11/2022

Robert W. Baird & Co. Incorporated

Milwaukee, WI
01/2021 → 11/2021

Unemployed

Milwaukee, WI
12/2022 → 09/2025

Unemployed

Mequon, WI
09/2025 → Present

Belpointe Asset Management Llc

Reno, NV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-09-19
S63	Uniform Securities Agent State Law Examination	2019-04-12

S65 Uniform Investment Adviser Law Examination

2025-09-19
S63 Uniform Securities Agent State Law Examination

2019-04-12

View on SEC IAPD

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