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Weatherford, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 03/2016 | 03/2020 |
| Army Reserve Component | Phoenix | AZ | 01/2008 | Present |
| Edward Jones | St Louis | MO | 03/2020 | 04/2023 |
| Securities America, Inc. | Fort Worth | TX | 06/2023 | 12/2023 |
| Securities America Advisors | Fort Worth | TX | 06/2023 | 12/2023 |
| Exponential Advisors Llc | Weatherford | TX | 07/2024 | Present |
ARMY RESERVE COMPONENT POSITION: Chaplain Corps NATURE: I serve as a chaplain in the Army Reserve. My responsibilities include reporting for battle assembly for one weekend each month and two weeks of annual training. In addition, I often go on Temporary Duty (TDY) for short stints (e.g. one week). INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 12/19/2019 ADDRESS: 11280 White Settlement Rd, Fort Worth TX 76108, United States DESCRIPTION: As an Army Chaplain you'll have the responsibility of caring for the spiritual well-being of Soldiers and their Families. You'll also oversee a full program of religious ministries, including workshops, counseling sessions, religious education, and special events. Joshua Brooks is currently a licensed insurance agent, however, he no longer sells any insurance products, and is not affiliated with any insurance companies.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-23 |
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