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Matthew Roger Klotz

Equitable Advisors, LLC

Bala Cynwyd, PA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-08-06
  • PA RA
    APPROVED
    Since 2018-08-06

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investments Philadelphia PA 03/2016 12/2016
Drexel University Philadelphia PA 08/2012 03/2017
Axa Advisors, Llc New York NY 04/2017 06/2020
Equitable Advisors, Llc New York NY 04/2017 Present
  • 03/2016 → 12/2016
    Delaware Investments
    Philadelphia, PA
  • 08/2012 → 03/2017
    Drexel University
    Philadelphia, PA
  • 04/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2017 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1) using https://karr-barthassociates.com/ to conduct Equitable business;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-01
S63 Uniform Securities Agent State Law Examination 2017-02-04
  • S65 Uniform Investment Adviser Law Examination
    2018-08-01
  • S63 Uniform Securities Agent State Law Examination
    2017-02-04
Other Names
  • Matthew R. Klotz
  • Matthew Klotz

View on SEC IAPD

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MINERVA ADVISORS LLC

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Timothy Patrick Clifford
Jeannette Marie Jeffers
RUSSELL ANTHONY MURRAY
Ricardo Eduardo Vielledent
Hailey Burroughs Ellis
Michelle Josephine Graham

Other Offices

AWH FINANCIAL, LLC · BALA CYNWYD, PA
PST ADVISORS, LLC · BALA CYNWYD, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHILADELPHIA, PA
OSAIC WEALTH, INC. · Bala Cynwyd, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
OUP MANAGEMENT CO., LLC · BALA CYNWYD, PA
RADCLIFFE CAPITAL MANAGEMENT, L.P. · BALA CYNWYD, PA

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