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Lisa Marie Davis

Rbc Capital Markets, LLC

Billings, MT

Billings, MT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-26
MT RA APPROVED 2021-03-25
  • TX RA
    APPROVED
    Since 2021-03-26
  • MT RA
    APPROVED
    Since 2021-03-25

Branch Locations

404 North 31St Street Ste 300, Billings, MT 59101-1211 • United States

Billings, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Casper WY 03/2016 10/2019
Framed By Lisa Photography Casper WY 08/2013 11/2019
D.A. Davidson & Co. Billings MT 12/2019 12/2020
Rbc Capital Markets, Llc Billings MT 03/2021 Present
  • 03/2016 → 10/2019
    Rbc Wealth Management
    Casper, WY
  • 08/2013 → 11/2019
    Framed By Lisa Photography
    Casper, WY
  • 12/2019 → 12/2020
    D.A. Davidson & Co.
    Billings, MT
  • 03/2021 → Present
    Rbc Capital Markets, Llc
    Billings, MT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-06
  • S66 Uniform Combined State Law Examination
    2017-10-06
Other Names
  • Lisa Marie O'HEarn
  • Lisa Marie Davis
  • Lisa M Davis

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · BILLINGS, MT
U.S. BANCORP ADVISORS, LLC · Billings, MT
INVESTMENT MANAGEMENT GROUP · BILLINGS, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Billings, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
CWM, LLC · Billings, MT
EDWARD JONES · BILLINGS, MT

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