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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-05-20 |
| TX | RA | APPROVED_RES | 2019-04-18 |
Branch Locations
10 S Dearborn St. Floor 13, Chicago, IL 60603 • United States
Blue Island, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Lobster | Oak Lawn | IL | 06/2014 | 04/2020 |
| Waddell & Reed Inc | Orland Park | IL | 04/2016 | 03/2017 |
| Transamerica Financial Advisors, Inc. | Lombard | IL | 05/2017 | 01/2019 |
| World Financial Group, Inc. | Lombard | IL | 04/2017 | 01/2019 |
| J.P. Morgan Securities Llc | Chicago | IL | 01/2019 | Present |
Entity Name: Uber Technologies Investment related: No Address: drivers.uber.com Nature of the other business: Rideshare Position/Title/Relationship: Employee/Contractor Start Date: 03/30/2026 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rideshare driver. Independent contractor to for food delivery service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-15 |
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