Timothy Frederick Shoji

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-28
CA	RA	APPROVED	2017-08-23

TX RA
APPROVED

Since 2025-01-28
CA RA
APPROVED

Since 2017-08-23

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

80 Moraga Way, Orinda, CA 94563 • United States

3630 Mt Diablo Blvd, Lafayette, CA 94549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Walnut Creek	CA	03/2016	11/2016
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	11/2016	Present

03/2016 → 11/2016

Wells Fargo Advisors, Llc

Walnut Creek, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Other Businesses

Kingston Skye Investments, LLC; Inv Related; Pleasant Hill, CA; co-own with my sister; a partner; Start: September 2015 for the sole purpose of investing in a private restaurant, Buddha Boy Foods; 0 hours/month; 0 during trading. THE PAN FAMILY LIVING TRUST; INV RELATED;EMERYVILLE,CA; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 08/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-23

S66 Uniform Combined State Law Examination

2017-08-23

Other Names

Timothy Shoji

View on SEC IAPD