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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-06 |
| WA | RA | APPROVED | 2024-06-06 |
Branch Locations
10900 Ne 4Th St., Bellevue, WA 98004 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garde Capital, Inc. | Seattle | WA | 08/2015 | 06/2024 |
| Newedge Advisors, Llc. | New Orleans | LA | 06/2024 | Present |
MUTUAL OF ENUMCLAW INSURANCE (1460 WELLS STREET, ENUMCLAW, WA 98022) ON BOARD OF DIRECTORS AND FINANCE CHAIR. THIS IS INVESTMENT RELATED. SINCE MARCH 1ST, 2013. 10 HOURS PER MONTH, 8 HOURS DURING TRADING. Baruffi Private Wealth - DBA for NewEdge Advisors, LLC - Investment Related - Investment Advisor representative - Start Date: 06/20204 - Providing Investment Advisory services - at reproted business locaiton - 100% of time is spent on this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-10 |
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