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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-16 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
7 Executive Park Drive, Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2016 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Latham | NY | 04/2017 | 06/2017 |
| National Life Group | Clifton Park | NY | 07/2017 | 03/2026 |
| Equity Services Inc | Montpelier | VT | 07/2017 | 03/2026 |
| Wise Financial | Clifton Park | NY | 07/2017 | Present |
| Simplicity Investments | Summit | NJ | 03/2026 | Present |
1.) WISE FINANCIAL - 7 Executive Park Drive, Clifton Park, NY 12065 - Owner/Representative, Insurance sales, Not Invt Rel, Insurance sales business, 70 hrs/mo; 40 hrs/mo (during trading hours). 2.) OWNER OF WISE ESTATES - 8 American Way, Ballston Spa, NY 12020 - Owner of the LLC, Owner, Not Invt Rel, LLC that owns our new office building, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 3/13/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-19 |
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