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Christopher Daniel Marino

Tlg Advisors, Inc.

Summit, NJ

Clifton Park, NY

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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-16
  • NY RA
    APPROVED
    Since 2026-03-16

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

7 Executive Park Drive, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2016 06/2017
Northwestern Mutual Investment Services Llc Latham NY 04/2017 06/2017
National Life Group Clifton Park NY 07/2017 03/2026
Equity Services Inc Montpelier VT 07/2017 03/2026
Wise Financial Clifton Park NY 07/2017 Present
Simplicity Investments Summit NJ 03/2026 Present
  • 06/2016 → 06/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2017 → 06/2017
    Northwestern Mutual Investment Services Llc
    Latham, NY
  • 07/2017 → 03/2026
    National Life Group
    Clifton Park, NY
  • 07/2017 → 03/2026
    Montpelier, VT
  • 07/2017 → Present
    Wise Financial
    Clifton Park, NY
  • 03/2026 → Present
    Simplicity Investments
    Summit, NJ
Previous Registrations
  • 2021-06-22 → 2026-03-19
    Saratoga Springs, NY
    White Plains, NY
    Saratoga Springs, NY
    Clifton Park, NY
    Sandy Springs, GA
    Latham, NY
    Montpelier, VT
Other Businesses

1.) WISE FINANCIAL - 7 Executive Park Drive, Clifton Park, NY 12065 - Owner/Representative, Insurance sales, Not Invt Rel, Insurance sales business, 70 hrs/mo; 40 hrs/mo (during trading hours). 2.) OWNER OF WISE ESTATES - 8 American Way, Ballston Spa, NY 12020 - Owner of the LLC, Owner, Not Invt Rel, LLC that owns our new office building, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 3/13/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-31
S63 Uniform Securities Agent State Law Examination 2017-06-19
  • S66 Uniform Combined State Law Examination
    2023-10-31
  • S63 Uniform Securities Agent State Law Examination
    2017-06-19
Other Names
  • Christopher D Marino
  • Chris Marino

View on SEC IAPD

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