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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-10
OH RA APPROVED 2023-09-07
  • TX RA
    APPROVED_RES
    Since 2024-05-10
  • OH RA
    APPROVED
    Since 2023-09-07

Branch Locations

Pickerington, OH • United States

4343 Easton Commons, Columbus, OH 43219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2016 09/2016
Northwestern Mutual Investment Services Llc Columbus OH 04/2016 12/2017
Brandon Mcintyre Columbus OH 09/2016 12/2017
Robert M Roach Columbus OH 09/2016 12/2017
Morgan Stanley Columbus OH 12/2017 Present
  • 04/2016 → 09/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2016 → 12/2017
    Northwestern Mutual Investment Services Llc
    Columbus, OH
  • 09/2016 → 12/2017
    Brandon Mcintyre
    Columbus, OH
  • 09/2016 → 12/2017
    Robert M Roach
    Columbus, OH
  • 12/2017 → Present
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-06
  • S66 Uniform Combined State Law Examination
    2023-09-06
Other Names
  • Joshua S Mcghee
  • Josh Mcghee

View on SEC IAPD

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