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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-03-24
  • NJ RA
    APPROVED
    Since 2009-03-24

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell NJ 11/2007 Present
Bank Of America, Na Pennington NJ 08/2009 Present
Other Businesses

I*2497385, Entity Type: , Name of OBA: CHOP, Address: Philadelphia, Pennsylvania, 19104, Investment Related: N, Position, Title, Association: Other, Employee State Date: 05/27/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: One time survey

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-20
S63 Uniform Securities Agent State Law Examination 2008-02-08
  • S66 Uniform Combined State Law Examination
    2009-03-20
  • S63 Uniform Securities Agent State Law Examination
    2008-02-08
Other Names
  • Jen Bauman
  • Jennifer Bauman
  • Jennifer Parsons

View on SEC IAPD

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