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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Brooklyn | NY | 03/2016 | 03/2017 |
| The Prudential Insurance Company Of America | Brooklyn | NY | 08/2016 | 03/2017 |
| Ubs Financial Services Inc | Weehawken | NJ | 03/2017 | 05/2017 |
| Td Ameritrade | New York | NY | 05/2017 | 05/2019 |
| Citi | Brooklyn | NY | 04/2019 | 10/2021 |
| St. Francis College | Brooklyn Heights | NY | 09/2012 | 01/2017 |
| Arete Wealth Management, Llc | Chicago | IL | 10/2021 | 06/2023 |
| Masterworks Investor Services, Llc | New York | NY | 10/2021 | 06/2023 |
| Masterworks Advisers, Llc | New York | NY | 06/2023 | 06/2024 |
| Fidelity Investments | Torrance | CA | 08/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-01 |
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