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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-02-05
  • MI RA
    APPROVED
    Since 2018-02-05

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Clarkston, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Southfield MI 03/2016 02/2018
Lpl Financial, Llc Southfield MI 02/2018 Present
  • 03/2016 → 02/2018
    Hantz Financial Services
    Southfield, MI
  • 02/2018 → Present
    Southfield, MI
Previous Registrations
Other Businesses

1. 02/05/2018 - AMERICA GROUP RETIREMENT STRATEGY CENTERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SOUTHFIELD, MI 2. 10/13/2021 - FINISH LINE FINANCIAL PLANNING LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/11/2021 - 15 Hours Per Month/15 Hours During Securities Trading. 3. 09/19/2022 - Hollander, Lone & Maxbauer, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/26/2022 - 10 Hours Per Month/10 Hours During Securities Trading 4. 3/16/2023 - Stefanski Holmes Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2023 - 10 Hours Per Month/10 Hours During Securities Trading 5. 3/16/2023 - Sherman Private Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2023 - 10 Hours Per Month/10 Hours During Securities Trading 6. 04/24/2023 - Mercury Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Paraplanner - Start Date - 03/01/2023 - 10 Hours Per Month/10 Hours During Securities Trading 7. 08/14/2024 - Blodgett Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 5 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-01
  • S66 Uniform Combined State Law Examination
    2016-10-01
Other Names
  • Randy Malloy

View on SEC IAPD

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