Samuel David Bravo

Current Employers

Gallatin Financial Advisors, Llc

Mequon, WI • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-29

CA RA
APPROVED

Since 2024-04-29

Branch Locations

Mequon, WI • United States

1150 Laurel Lane Suite 180, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gallatin Financial Llc	San Luis Obispo	CA	01/2024	Present
Compass Tax Advisors Inc	Milwaukee	WI	10/2019	Present
Bravo Pediatrics	Milwaukee	WI	05/2019	03/2020
Steve Silver Productions Inc.	San Francisco	CA	08/2018	12/2018
Pacific Conservatory Of The Performing Arts	Santa Maria	CA	05/2018	08/2018
Pacific Conservatory Of The Performing Arts	Santa Maria	CA	08/2016	04/2018
Milwaukee Repertory Theatre	Milwaukee	WI	12/2018	05/2019
Sierra Repertory Theatre	Sonora	CA	05/2019	07/2019

01/2024 → Present

Gallatin Financial Llc

San Luis Obispo, CA
10/2019 → Present

Compass Tax Advisors Inc

Milwaukee, WI
05/2019 → 03/2020

Bravo Pediatrics

Milwaukee, WI
08/2018 → 12/2018

Steve Silver Productions Inc.

San Francisco, CA
05/2018 → 08/2018

Pacific Conservatory Of The Performing Arts

Santa Maria, CA
08/2016 → 04/2018

Pacific Conservatory Of The Performing Arts

Santa Maria, CA
12/2018 → 05/2019

Milwaukee Repertory Theatre

Milwaukee, WI
05/2019 → 07/2019

Sierra Repertory Theatre

Sonora, CA

Other Businesses

COMPASS TAX ADVISORS, INC.; NOT INVESTMENT-RELATED; SAN LUIS OBISPO, CA; OWNER; START DATE: 2019; APPROXIMATELY 120 HRS/MO DURING TRADING HOURS; OWNER AND EMPLOYEE PROVIDING GENERAL ACCOUNTING, BOOKKEEPING AND TAX PREPARATION SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-10

S65 Uniform Investment Adviser Law Examination

2023-10-10

Other Names

Samuel Bravo

View on SEC IAPD