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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-09
FL RA APPROVED 2017-08-23
  • TX RA
    APPROVED
    Since 2018-03-09
  • FL RA
    APPROVED
    Since 2017-08-23

Branch Locations

Jacksonville, FL • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2013 Present
Other Businesses

I*2208268, Entity Type: , Name of OBA: Ebay, Address: San Jose, California 95125 Investment Related: N, Position, Title, Association: I am not employed by eBay and have no position/title., Employee State Date: 02/08/2021, No Hours: 4 monthly , No Hours during Trading: 0 , Duties: I list and sell personal items on Ebay, an eCommerce platform. I am not compensated by the company directly. I post items for sale and receive a portion of the proceeds. Ebay takes a percentage for the use of their platform.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-21
  • S66 Uniform Combined State Law Examination
    2017-07-21
Other Names
  • Joe Doney
  • Joseph W Doney

View on SEC IAPD

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