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Michael Thomas Neumann

Morgan Stanley

Short Hills, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-06
NJ RA APPROVED 2021-07-30
TX RA APPROVED 2021-07-30
  • FL RA
    APPROVED
    Since 2024-02-06
  • NJ RA
    APPROVED
    Since 2021-07-30
  • TX RA
    APPROVED
    Since 2021-07-30

Branch Locations

150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 03/2018 07/2021
Fairleigh Dickinson University Madison NJ 08/2014 05/2018
Morgan Stanley Warren NJ 04/2016 04/2017
Coral Sea Fish And Pets Llc Somerville NJ 02/2015 01/2018
Morgan Stanley Smith Barney Llc Short Hills NJ 07/2021 Present
Morgan Stanley Private Bank, N.A New York NY 04/2025 Present
  • 03/2018 → 07/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Florham Park, NJ
  • 08/2014 → 05/2018
    Fairleigh Dickinson University
    Madison, NJ
  • 04/2016 → 04/2017
    Morgan Stanley
    Warren, NJ
  • 02/2015 → 01/2018
    Coral Sea Fish And Pets Llc
    Somerville, NJ
  • 07/2021 → Present
    Morgan Stanley Smith Barney Llc
    Short Hills, NJ
  • 04/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-26
  • S66 Uniform Combined State Law Examination
    2019-11-26
Other Names
  • Michael Thomas Neumann
  • Michael Neumann
  • Michael T Neumann

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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