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Patrick Michael Sweeney

Ubs Financial Services Inc.

Palo Alto, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-13
  • CA RA
    APPROVED
    Since 2023-06-13

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sacramento CA 04/2016 09/2018
Morgan Stanley Private Bank Na New York NY 04/2016 09/2018
Hilltop Securities Inc. Dallas TX 05/2019 06/2019
Merrill Lynch Pierce Fenner & Smith Inc Sacramento CA 09/2019 01/2022
Bank Of America Na Sacramento CA 01/2020 01/2022
N/A West Sacramento CA 10/2018 04/2019
Edward Jones St Louis MO 01/2022 06/2023
Ubs Financial Services Inc. Menlo Park CA 06/2023 Present
  • 04/2016 → 09/2018
    Sacramento, CA
  • 04/2016 → 09/2018
    Morgan Stanley Private Bank Na
    New York, NY
  • 05/2019 → 06/2019
    Dallas, TX
  • 09/2019 → 01/2022
    Merrill Lynch Pierce Fenner & Smith Inc
    Sacramento, CA
  • 01/2020 → 01/2022
    Bank Of America Na
    Sacramento, CA
  • 10/2018 → 04/2019
    N/A
    West Sacramento, CA
  • 01/2022 → 06/2023
    St Louis, MO
  • 06/2023 → Present
    Menlo Park, CA
Previous Registrations
Other Businesses

1) Name of Business: West Valley Red Hawks./ Address: 18921 Bear Creek Road Los Gatos CA United States 95033./ Investment Related: No./ Nature: Coach and Mentor Youth Lacrosse./ Role: Coach Lacrosse./ Start Date: 3/1/2023./Hours Required: N/A. 2) Name of Business: Grow Your Game./ Address: 16176 Rose Ave Monte Sereno Ca United States95030./ Investment Related: No./ Nature: Coach and Mentor Youth Lacrosse./ Role: Coach / Mentorship Youth Lacrosse./ Start Date: 1/1/2023./ Time Required: N/A. 3) Name of Business; Bellarmine College Prep./ Address: 960 West Hedding St San jose California United States95126./ Investment Related: No./ Nature: Educate and lead young men in the sport of lacrosse./ Role: Head of Program for Men's Lacrosse. Coach Varsity lacrosse, organize game schedules for Varsity and JV./ Start Date: 10/17/2023./ Time Required: N/A. 4) South Bay Lacrosse Club, Coach and Mentor Youth Lacrosse, start date-1/1/2024, Monte Sereno Ca United States-95030.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-01
  • S66 Uniform Combined State Law Examination
    2016-07-01
Other Names
  • Patrick Michael Sweeney
  • Patrick Sweeney

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